Corporate & Commercial Law
SEBI Regulatory Compliance
SEBI compliance advisory for listed companies, intermediaries, investment advisers, and portfolio managers.
Overview
SEBI's regulatory framework is one of the most comprehensive and actively enforced in Asia. Listed companies, intermediaries, investment advisers, and PMS providers all operate under overlapping SEBI regulations. Corpus Juris Legal maintains a specialised SEBI practice that handles ongoing compliance, regulatory queries, and enforcement proceedings.
Key Service Components
- ◆LODR compliance for listed companies
- ◆SEBI IA / RA registration and compliance
- ◆AIF, PMS and mutual fund regulatory compliance
- ◆Insider trading investigation and defence
- ◆SEBI show cause notice response
- ◆SAT (Securities Appellate Tribunal) representation
- ◆SEBI settlement proceedings
- ◆Takeover code compliance (SAST)
- ◆Substantial acquisition and disclosure obligations
- ◆SEBI PFUTP (fraud) investigation defence
Why This Matters for Your Business
SEBI enforcement actions result in trading bans, debarment, and criminal prosecution. The regulator is active, well-funded, and increasingly sophisticated in its surveillance.
Our Approach
We combine deep regulatory knowledge with practical compliance solutions. Our SEBI team has appeared before SAT in major contested cases and secured settlements in complex enforcement proceedings.
Relevant Legislation
Get Expert Advice
Speak directly with a partner who specialises in sebi regulatory compliance. Free 30-minute consultation.
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